Sökning: "securities law"
Visar resultat 1 - 5 av 8 avhandlingar innehållade orden securities law.
1. Aktiemarknadsbolagets informationsgivning : särskilt om amerikansk och svensk reglering av selektiv information på sekundärmarknaden för värdepapper
Sammanfattning : In my dissertation I examine the disclosure obligations of publicly listed corporations on the securities markets. I adress these issues within both the American and Swedish legal contexts. LÄS MER
2. Kontorätt : Rätt till kontoförda värdepapper
Sammanfattning : Paper-backed securities are no longer the norm in today´s financial world. However, securities laws are still often based on traditional legal principles for paper-backed securities. Therefore legal rules as well as doctrine relating to modern financial instruments not only uses fictions as a tool, but is actually dominated by fiction. LÄS MER
3. Aktiemarknadsbolagets informationsgivning - särskilt om amerikansk och svensk reglering av selektiv information på sekundärmarknaden för värdepapper : Disclosures by publicly listed corporations - with particular reference to American and Swedish regulations of selective disclosures on the secondary market for securities
Sammanfattning : In my dissertation I examine the disclosure obligations of publicly listed corporations on the securities markets. I adress these issues within both the American and Swedish legal contexts. LÄS MER
4. The Liability of Credit Rating Agencies to Investors – A Swedish Perspective
Sammanfattning : Credit rating agencies are vital to the operation of the global financial markets. They rate the ability of debtors to make timely interest payments and the likelihood of default. LÄS MER
5. The Best There Is? : An Inquiry into Best Execution Rules
Sammanfattning : Best execution obligations weigh on brokers when they execute orders to trade in shares for clients. These obligations have been seen as an outflow of general agency duties, and have been complemented by regulatory requirements related to best execution, dissemination of trading data, the handling of client orders and – in the United States – an obligation to execute at the best publicly available price or better (price protection). LÄS MER