Sökning: "duty of disclosure"

Visar resultat 6 - 6 av 6 avhandlingar innehållade orden duty of disclosure.

  1. 6. The Best There Is? : An Inquiry into Best Execution Rules

    Författare :Thomas Ordeberg; Gustaf Sjöberg; Lars Pehrson; Howell Jackson; Stockholms universitet; []
    Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; best execution; securities regulation; securities markets; MiFID; europeisk integrationsrätt; European Law;

    Sammanfattning : Best execution obligations weigh on brokers when they execute orders to trade in shares for clients. These obligations have been seen as an outflow of general agency duties, and have been complemented by regulatory requirements related to best execution, dissemination of trading data, the handling of client orders and – in the United States – an obligation to execute at the best publicly available price or better (price protection). LÄS MER