Sökning: "Financial Regulation"

Visar resultat 1 - 5 av 85 avhandlingar innehållade orden Financial Regulation.

1. 1. The Quirky Character Camouflaged in the Conceptual Framework : A study of the financial statement user

   Författare :Liesel Klemcke; Bino Catasús; Gustav Johed; Darlene Himick; Stockholms universitet; []
   Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; Accounting; Financial reporting; Financial reporting conceptual framework; Financial statement user; User primacy; Regulation; Accounting profession; Fair value accounting; företagsekonomi; Business Administration;

   Sammanfattning : Much of accounting research implies that someone uses financial statements in making investment decisions, and assumes that the ones using the statements are financial analysts, investment bankers, fund managers, or the rational economic decision maker. However, these assumptions do not consider all potential investors, particularly those who have traditionally lacked access to information and technical savvy. LÄS MER

3. 2. Insiders’ outside/Outsiders’ inside : Rethinking the insider regulation

   Författare :Ulrika Sjödin; Thomas Bay; Pierre Guillet de Monthoux; Elton G. McGoun; Stockholms universitet; []
   Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; Financial trade; speculation; insider trading; insider regulation; market professionals; law; game rule; gambling; economy; financial markets; desire; investment; risk; symmetric information; genealogy; deconstruction; Business studies; Företagsekonomi;

   Sammanfattning : Financial speculation has increased dramatically over the last 30 years. This means that a practice that used to be viewed as immoral gambling has become legitimate financial trade. This book explores the genealogy of the coexisting insider trading laws. LÄS MER

4. 3. "Har du varit ute och shoppat, Jacob?" : En studie av Finansinspektionens utredning av insiderbrott under 1990-talet

   Författare :Erik Wesser; Sociologi; []
   Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; securities market; Insider trading; market abuse; financial crime; penal investigation; financial supervision; white collar crime; case-processing; organization theory; new institutionalism; regulation; governance; Sociology; Financial science; Fiscal law; Finansiering; Sociologi; Skatterätt;

   Sammanfattning : In this dissertation the Swedish Financial Supervisory Authority's (FSA) investigation of suspected insider trading offences is examined and analysed. The aim of the study is to describe FSA's investigative activity in insider cases during the 1990?s, a period of both increased activity on the Swedish stock market as well as changed regulation. LÄS MER

5. 4. Essays on the Economics of Banks and Markets

   Författare :Ettore Panetti; Per Krusell; Elena Carletti; Stockholms universitet; []
   Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; banks; default; economic growth; financial liberalization; financial markets; hidden trades; insurance; liquidity; policy coordination; market participation; regulation; Economics; nationalekonomi;

   Sammanfattning : This thesis consists of three essays.The first essay, “A Theory of Bank Illiquidity and Default with Hidden Trades”, develops a theory of banking to explore how the availability of trading opportunities for both banks and individual investors affects the link between illiquidity and default in the financial system. LÄS MER

7. 5. Legal Aspects of Conflicts of Interest in the Financial Services Sector in the EU and China : The XYZ of Norm-making

   Författare :Kelly Chen; Jan Kleineman; Jessika van der Sluijs; Ross Cranston; Stockholms universitet; []
   Nyckelord :SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; conflicts of interest; investment services; EU financial regulation; MIFID II; Chinese financial regulation; Chinese law; soft law; intressekonflikter; finansiella marknader; EU finansmarknadsreglering; kinesisk finansmarknadsreglering; kinesisk rätt; Private Law; civilrätt;

   Sammanfattning : The dissertation is an analysis of financial services firms’ duty to manage the conflicts of interest that can arise within the scope of the firm-client relationship in the financial services sectors in the EU and China. Three services in particular are used as examples, namely buying and selling shares in companies on behalf of clients, investment advisory, and individual portfolio management in relation to such shares. LÄS MER